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Take this quiz to help you understand the main types of financial advisors. Then, you can make an informed decision about who you would like to invite in!

Brokers or insurance agents can be considered salespeople. *

1 point

True

False

Fee-only financial planners or advisors are paid more if they sell more financial products. *

1 point

True

False

What type of advisors earn compensation from client fees and commissions from products they are licences to sell? *

1 point

Brokers

Fee-Based Financial Advisors

Fee-Only Financial Advisors

Registered Investment Advisors

Which of the following is true of Registered Investment Advisors or RIAs? *

1 point

They offer clients personalized financial and planning advice.

They often handle more complex financial needs.

They are legally bound to serve in the best interests of their clients.

All of the above.

All financial advisors are fiduciaries. *

1 point

True

False

Are there other types of financial advisors and certifications? *

1 point

Yes

Submit

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